Compliance With Regulation 19, SEBI (Research Analysts) Regulations, 2014.
This document outlines key information about the research services provided by Sai Prasad Himmatrao Holkar, to help clients make well-informed decisions before subscribing to our services. Please read this document carefully to understand the scope of services, limitations, and associated risks.
I, have been registered since Feb 24, 2025, and specialize in providing independent research recommendations related to securities. Our services are designed to provide insights and recommendations to help clients make informed investment decisions.
Scope of Research Services
Our services are strictly limited to providing independent research and recommendations on securities.
We do not offer financial planning, portfolio management, or investment advisory services.
Recommendations are based on independent research and analysis; they do not guarantee specific returns.
Clients are advised to conduct their due diligence before acting on any recommendation.
Investments in financial markets involve inherent risks, and past performance should not be interpreted as an indication of future results.
Litigation and Disciplinary Actions
As of Current Date, no material legal or regulatory actions have been initiated or are pending against Sai Prasad Himmatrao Holkar.
No penalties or directions have been issued by SEBI under the SEBI Act or associated regulations concerning our research services.
Information Regarding Associates
We currently do not have any associates involved in our research or recommendation services.
Conflict of Interest and Transparency
We maintain strict independence in providing research recommendations to avoid any potential conflict of interest. Below are specific disclosures related to our research services:
Neither we nor our employees trade in securities that are the subject of our recommendations.
Neither we nor our associates or close relatives hold 1% or more beneficial ownership in the securities discussed.
We have no financial or material interest in the securities we recommend.
We have not managed or co-managed any public offering of securities of the subject company.
We have not received any compensation from the subject company for investment banking or brokerage services.
We have not received any other form of compensation from the subject company or any third party in connection with the research report/recommendation.
The subject company was not a client of ours or any of our associates during the last twelve months preceding the issuance of the recommendation.
We have not acted as an officer, director, or employee of the subject company.
We are not engaged in market-making activity for the securities recommended.
“Investments in securities markets are subject to market risks. Please carefully read all related documents before making any investment decisions.”
Registration with SEBI and NISM certification does not guarantee the accuracy of recommendations or assure returns to investors. [Your Name/Company Name] is not responsible for any losses incurred as a result of acting on the research recommendations provided.
Sai Prasad Himmatrao Holkar, remains committed to providing independent and unbiased research to empower clients with informed investment decisions.